Wednesday, April 4, 2007

The Middle Age

Defining the Middle Ages

From Melissa Snell,
Your Guide to Medieval History.
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Introduction

Guide's Note: This feature was originally posted in July of 2002, and was updated in December of 2006.

One of the most frequently asked questions about medieval history is, "When did the Middle Ages start and end?" The answer to this simple question is more complicated than you might think.

There is currently no true consensus among historians, authors, and educators for the precise dates -- or even the general dates -- that mark the beginning and end of the medieval era. The most common time frame is approximately 500-1500 C.E., but you will often see different dates of significance marking the era's parameters.

The reasons for this imprecision become a little more clear when one considers that the Middle Ages as a period of study has evolved over centuries of scholarship.

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Once a "Dark Age," then a romantic era and an "Age of Faith," medieval times were approached by historians in the 20th century as a complex, multifaceted era, and many scholars found new and intriguing topics to pursue. Every view of the Middle Ages had its own defining characteristics, which in turn had its own turning points and associated dates.

This state of affairs offers the scholar or enthusiast the opportunity to define the Middle Ages in the manner that best suits his own personal approach to the era. Unfortunately, it also leaves the newcomer to medieval studies with a certain amount of confusion.

The phrase "Middle Ages" has its origins in the fifteenth century. Scholars of the time--primarily in Italy--were caught up in an exciting movement of art and philosophy, and they saw themselves embarking on a new age that revived the long-lost culture of "classical" Greece and Rome. The time that intervened between the ancient world and their own was a "middle" age and, sadly, one they disparaged and from which they disassociated themselves.

Eventually the term and its associated adjective, "medieval," caught on. Yet, if the period of time the term covered was ever explicitly defined, the chosen dates were never unassailable. It may seem reasonable to end the era at the point where scholars began to see themselves in a different light; however, this would assume they were justified in their view.

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From our vantage point of considerable hindsight, we can see that this was not necessarily the case.

The movement that outwardly characterized this period was in reality limited to the artistic elite (as well as to, for the most part, Italy). The political and material culture of the world around them had not radically changed from that of the centuries preceding their own. And despite the attitude of its participants, the Italian Renaissance did not spontaneously burst forth from nowhere, but was instead a product of the preceding 1,000 years of intellectual and artistic history. From a broad historical perspective, "the Renaissance" cannot be clearly separated from the Middle Ages.

Nevertheless, thanks to the work of historians such as Jacob Burkhardt and Voltaire, the Renaissance was considered a distinct time period for many years. Yet recent scholarship has blurred the distinction between "the Middle Ages" and "the Renaissance." It has now become much more important to comprehend the Italian Renaissance as an artistic and literary movement, and to see the succeeding movements it influenced in northern Europe and Britain for what they were, instead of lumping them all together in an imprecise and misleading "age."

Although the origin of the term "middle ages" may no longer hold the weight it once did, the idea of the medieval era as existing "in the middle" still has validity. It is now quite common to view the Middle Ages as that period of time between the ancient world and the early modern age. Unfortunately, the dates at which that first era ends and the later era begins are by no means clear. It may be more productive to define the medieval era in terms of its most significant and unique characteristics, and then identify the turning points and their associated dates.

This leaves us with a variety of options.

Part 3: Empires

Once, when political history defined the boundaries of the past, the date span of 476 to 1453 was generally considered the time frame of the medieval era. The reason: each date marked the fall of an empire.

In 476 C.E., the Western Roman Empire "officially" came to an end when the Germanic warrior Odoacer deposed and exiled the last emperor, Romulus Augustus. Instead of taking the title of emperor or acknowledging anyone else as such, Odoacer chose the title "King of Italy," and the western empire was no more.

This event is no longer considered the definitive end of the Roman empire. In fact, whether Rome fell, dissolved, or evolved is still a matter for debate. Although at its height the empire spanned territory from Britain to Egypt, even at its most expansive the Roman bureacracy neither encompassed nor controlled most of what was to become Europe.

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These lands, some of which were virgin territory, would be occupied by peoples that the Romans considered "barbarians," and their genetic and cultural descendants would have just as much impact on the formation of western civilization as the survivors of Rome.

The study of the Roman Empire is important in understanding medieval Europe, but even if the date of its "fall" could be irrefutably determined, its status as a defining factor no longer holds the influence it once had.

In 1453 C.E., the Eastern Roman Empire came to an end when its captial city of Constantinople fell to invading Turks. Unlike the western terminus, this date is not contested, even though the Byzantine Empire had shrunk through the centuries and, at the time of the fall of Constantinople, had consisted of little more than the great city itself for more than two hundred years.

However, as significant as Byzantium is to medieval studies, to view it as a defining factor is misleading. At its height the eastern empire encompassed even less of present-day Europe than had the western empire. Furthermore, while Byzantine civilization influenced the course of western culture and politics, the empire remained quite deliberately separate from the tumultuous, unstable, dynamic societies that grew, foundered, merged and warred in the west.

The choice of Empires as a defining characteristic of medieval studies has one other significant flaw: throughout the course of the Middle Ages, no true empire encompassed a significant portion of Europe for any substantial length of time. Charlemagne succeeded in uniting large portions of modern-day France and Germany, but the nation he built broke into factions only two generations after his death. The Holy Roman Empire has been called neither Holy, nor Roman, nor an Empire, and its emperors certainly did not have the kind of control over its lands that Charlemagne achieved.

Yet the fall of empires lingers in our perception of the Middle Ages. One cannot help but notice how close the dates 476 and 1453 are to 500 and 1500.

Part 4: Christendom

Throughout the medieval era only one institution came close to uniting all of Europe, though it was not so much a political empire as a spiritual one. That union was attempted by the Catholic Church, and the geopolitical entity it influenced was known as "Christendom."

While the exact extent of the Church's political power and influence on the material culture of medieval Europe has been and continues to be debated, there is no denying that it had a significant impact on international events and personal lifestyles throughout the era. It is for this reason that the Catholic Church has validity as a defining factor of the Middle Ages.

The rise, establishment, and ultimate fracturing of Catholicism as the single most influential religion in western Europe offers several significant dates to use as start- and end-points for the era.

In 306 C.E., Constantine was proclaimed Caesar and became co-ruler of the Roman Empire.

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In 312 he converted to Christianity, the once-illegal religion now became favored over all others. (After his death, it would become the official religion of the empire.) Virtually overnight, an underground cult became the religion of the "Establishment," forcing the once-radical Christian philosophers to rethink their attitudes toward the Empire.

In 325, Constantine called the Council of Nicaea, the first ecumenical council of the Catholic Church. This convocation of bishops from all over the known world was an important step in building the organized institution that would have so much influence over the next 1,200 years.

These events make the year 325, or at the very least the early fourth century, a viable starting point for the Christian Middle Ages. However, another event holds equal or greater weight in the minds of some scholars: the accession to the papal throne of Gregory the Great in 590. Gregory was instrumental in establishing the medieval papacy as a strong socio-political force, and many believe that without his efforts the Catholic Church would never have achieved the power and influence it wielded throughout medieval times.

In 1517 C.E. Martin Luther posted 95 theses criticizing the Catholic Church. In 1521 he was excommunicated, and he appeared before the Diet of Worms to defend his actions. The attempts to reform ecclesiastical practices from within the institution were futile; ultimately, the Protestant Reformation split the Western Church irrevocably. The Reformation was not a peaceful one, and religious wars ensued throughout much of Europe. These culminated in the Thirty Years War that ended with the Peace of Westphalia in 1648.

When equating "medieval" with the rise and fall of Christendom, the latter date is sometimes viewed as the end of the Middle Ages by those who prefer an all-inclusive view of the era. However, the sixteenth-century events that heralded the beginning of the end of Catholicism's pervasive presence in Europe are more frequenly regarded as the era's terminus.

Part 5: Europe

The field of medieval studies is by its very nature "eurocentric." This does not mean that medievalists deny or ignore the significance of events that took place outside of what is today Europe during the medieval era. But the entire concept of a "medieval era" is a European one. The term "Middle Ages" was first used by European scholars during the Italian Renaissance to describe their own history, and as the study of the era has evolved, that focus has remained fundamentally the same.

As more research has been conducted in previously unexplored areas, a wider recognition of the importance of the lands outside Europe in shaping the modern world has evolved. While other specialists study the histories of non-European lands from varying perspectives, medievalists generally approach them with regard to how they affected European history.

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It is an aspect of medieval studies that has always characterized the field.

Because the medieval era is so inextricably linked to the geographical entity we now call "Europe," it is entirely valid to associate a definition of the Middle Ages with a significant stage in the development of that entity. But this presents us with a variety of challenges.

Europe is not a separate geological continent; it is part of a larger land mass properly called Eurasia. Throughout history, its boundaries shifted all too often, and they are still shifting today. It was not commonly recognized as a distinct geographical entity during the Middle Ages; the lands we now call Europe were more frequently considered "Christendom." Throughout the Middle Ages, there was no single political force that controlled all of the continent. With these limitations, it becomes increasingly difficult to define the parameters of a broad historical age associated with what we now call Europe.

But perhaps this very lack of characteristic features can help us with our definition.

When the Roman Empire was at its height, it consisted primarily of the lands surrounding the Mediterranean. By the time Columbus made his historic voyage to the "New World," the "Old World" stretched from Italy to Scandinavia, and from Britain to the Balkans and beyond. No longer was Europe the wild, untamed frontier, populated by "barbarian," frequently migratory cultures. It was now "civilized" (though still often in turmoil), with generally stable governments, established centers of commerce and learning, and the dominant presence of Christianity.

Thus, the medieval era might be considered the period of time during which Europe became a geopolitical entity.

The "fall of the Roman Empire" (c. 476) can still be considered a turning point in the development of Europe's identity. However, the time when the migrations of Germanic tribes into Roman territory began to effect significant changes in the empire's cohesiveness (the 2nd century C.E.) could be considered the genesis of Europe.

A common terminus is the late 15th century, when westward exploration into the new world initiated a new awareness in Europeans of their "old world." The 15th century also saw significant turning points for regions within Europe: In 1453, the end of the Hundred Years War signalled the unification of France; in 1485, Britain saw the end of the Wars of the Roses and the beginning of an extensive peace; in 1492, the Moors were driven from Spain, the Jews were expelled, and "Catholic unity" prevailed. Changes were taking place everywhere, and as individual nations established modern identities, so too did Europe appear to take on a cohesive identity of its own.

Part 6: An Age of Ages

Although in some languages the Middle Ages are labeled in the singular (it's le moyen age in French and das mittlere Alter in German), it is difficult to think of the era as anything other than ages plural. This is in part because of the numerous subjects encompassed by this long period of time, and in part because of the chronological sub-eras within the era.

Generally, the medieval era is divided into three periods: the Early Middle Ages, the High Middle Ages, and the Late Middle Ages. Like the Middle Ages itself, each of these three periods lacks hard and fast parameters.

The Early Middle Ages

The Early Medieval Era is sometimes still called the Dark Ages. This epithet oiginated with those who wanted to compare the earlier period unfavorably with their own so-called "enlightened" age.

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Modern scholars who have actually studied the time period would not so readily use the label, since passing judgment on the past interferes with a true understanding of the time and its people. Yet the term is still somewhat apt for the simple reason that we know relatively little about events and material culture in those times.

This era is often considered to begin with the "fall of Rome" and end sometime in the 11th century. It encompasses the reigns of Charlemagne, Alfred the Great, and the Danish Kings of England; it saw frequent Viking activity, the Iconoclastic Controversy, and the birth and rapid expansion of Islam in Northern Africa and Spain. Over these centuries, Christianity spread throughout much of Europe, and the Papacy evolved into a powerful political entity.

The Early Middle Ages are also sometimes referred to as Late Antiquity. This time period is usually viewed as beginning in the third century and stretching to the seventh century, and sometimes as late as the eighth. Some scholars see Late Antiquity as distinct and separate from both the Ancient world and the Medieval one; others see it as a bridge between the two where significant factors from both eras overlap.

The High Middle Ages

The High Medieval Era is the period of time that seems to typify the Middle Ages best. Usually beginning with the 11th century, some scholars end it in 1300 and others extend it for as much as another 150 years. Even limiting it to a mere 300 years, the High Middle Ages saw such significant events as Norman conquests in Britain and Sicily, the earlier Crusades, the Investiture Controversy and the signing of the Magna Carta. By the end of the 11th century, nearly every corner of Europe had become Christianized (with the notable exception of much of Spain), and the Papacy, long established as a political force, was in constant struggle with some secular governments and alliance with others.

This period is often what we think of when someone mentions "medieval culture." It is sometimes referred to as the "flowering" of medieval society, thanks to an intellectual renaissance in the 12th century, such notable philosophers as Pierre Abelard and Thomas Aquinas, and the establishment of such Universities as those in Paris, Oxford and Bologna. There was an explosion of stone castle-building, and the construction of some of the most magnificent cathedrals in Europe.

In terms of material culture and political structure, the High Middle Ages saw medievalism at its peak. What we call feudalism today was firmly established in Britain and parts of Europe; trade in luxury items as well as staples flourished; towns were granted charters of privilege and even established anew by feudal lords with alacrity; and a well-fed population was beginning to burgeon. By the end of the thirteenth century, Europe was at an economic and cultural height, perched at the verge of a downturn.

The Late Middle Ages

The end of the Middle Ages can be characterized as a transformation from the medieval world to the early modern one. It is often considered to begin in 1300, though some scholars look at the mid- to late-fifteenth century as the beginning of the end. Once again, the end of the end is debatable, ranging from 1500 to 1650.

Cataclysmic and awesome events of the 14th century include the Hundred Years War, the Black Death, the Avignon Papacy, the Italian Renaissance and the Peasants' Revolt. The 15th century saw Joan of Arc burned at the stake, the fall of Constantinople to the Turks, the Moors driven from Spain and the Jews expelled, the Wars of the Roses and the voyage of Columbus to the New World. The 16th century was wracked by the Reformation and blessed by the birth of Shakespeare. The 17th century, rarely included within the medieval era, saw the Great Fire of London, a rash of witch hunts, and the Thirty Years War.

Though famine and disease had always been a lurking presence, the Late Medieval era saw the horrific results of both in abundance. The Black Death, preceded by famine and overpopulation, wiped out at least a third of Europe and marked the end of the prosperity that had characterized the high medieval era. The Church, once so highly respected by the general populace, suffered reduced status when some of its priests refused to minister to the dying during the plague, and sparked resentment when it enjoyed enormous profits in bequests from plague victims. More and more towns and cities were wresting control of their own governments from the hands of the clergy or nobility that had previously ruled them. And the reduction in population triggered economic and political changes that would never be reversed.

High medieval society had been characterized by corporation. The nobility, the clergy, the peasantry, the guilds -- all were group entities that saw to the welfare of their members but put the welfare of the community, and their own community in particular, first. Now, as was reflected in the Italian Renaissance, a new regard for the value of the individual was growing. By no means was late medieval nor early modern society a culture of equality, but the seeds of the idea of human rights had been sown.

Part 7: Make Your Choice

The viewpoints examined in the previous pages are by no means the only ways to look at the Middle Ages. Anyone studying a smaller geographical area, such as Great Britain or the Iberian Peninsula, will much more easily discover start- and end-dates for the era. Students of art, literature, sociology, militaria, and any number of subjects will each find specific turning points pertinent to their topic of interest. And I don't doubt that you, too, will see a particular event that strikes you as possessed of such towering importance that it defines the beginning or end of the medieval era for you.

The comment has been made that all historical eras are arbitrary definitions and, therefore, how the Middle Ages is defined really has no significance.

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I believe that the true historian will find something lacking in this approach. Defining historical eras not only makes each era more accessible to the newcomer, it helps the serious student identify interrelated events, recognize patterns of cause and effect, understand the influence of a period's culture on those who lived within it and, ultimately, find a deeper meaning in the story of our past.

So make your own choice, and reap the benefits of approaching the Middle Ages from your own unique perspective. Whether you are a serious scholar following the path of higher education or a devoted amateur like me, any conclusions you can support with facts will not only have validity but will help you make the Middle Ages your own. And do not be surprised if your view of Medieval times changes over the course of your studies. My own outlook has certainly evolved in the last 25 years, and will most likely continue to do so as long as the Middle Ages continues to hold me in its thrall.

Sources and Suggested Reading

Inventing the Middle Ages
by Norman Cantor
Writing from experience and with authority, Cantor makes the evolution of modern scholarship in medieval studies accessible and entertaining.

Also see your Guide's Top Picks in General Histories